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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)16 years in industry

HEATHER MICHELLE HENNIGH

Advisor at OSAIC WEALTH, INC.

Sugar Land, TX | Houston, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Mar 1, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 26, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Feb 26, 2010
First registration: Mar 1, 2010
Dual registered: yes, broker-dealer
Other names: HEATHER MICHELLE GERSTNER|HEATHER M HENNIGH
IAPD individual key: 5670447

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	n/a	yes	Sugar Land, TX\|Houston, TX	Current employment
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 8, 2021	Jan 19, 2024	no	Houston, TX	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jul 24, 2017	Jan 8, 2021	no	KATY, TX	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Dec 14, 2016	Jul 24, 2017	no	RICHMOND, TX\|SUGAR LAND, TX	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 8, 2016	Dec 2, 2016	no	SUGAR LAND, TX	Previous registration
CAPITAL ONE ADVISORS, LLC	Former SEC adviser	Jan 28, 2015	Jan 11, 2016	no	SEATTLE, WA	Previous registration
CAPITAL ONE FINANCIAL ADVISORS LLC	n/a	Jan 17, 2014	Jan 28, 2015	no	MELVILLE, NY\|VICTORIA, TX	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Nov 11, 2010	May 9, 2013	no	AUSTIN, TX\|ADDISON, TX	Previous registration
EDWARD JONES	National bd RIA	Mar 1, 2010	Oct 5, 2010	no	LUBBOCK, TX\|LUBBOCK, TX\|ST LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Jan 19, 2024	Jan 19, 2024	0	Bulk transfer	Ibd to ibd
CETERA INVESTMENT ADVISERS LLC	WOODBURY FINANCIAL SERVICES, INC.	Jan 8, 2021	Jan 8, 2021	0	Firm change	Ibd to ibd
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	CETERA INVESTMENT ADVISERS LLC	Jul 24, 2017	Jul 24, 2017	0	Firm change	Other
CETERA INVESTMENT ADVISERS LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Dec 2, 2016	Dec 14, 2016	12	Firm change	Other
CAPITAL ONE ADVISORS, LLC	CETERA INVESTMENT ADVISERS LLC	Jan 11, 2016	Jan 8, 2016	-3	Firm change	Other
CAPITAL ONE FINANCIAL ADVISORS LLC	CAPITAL ONE ADVISORS, LLC	Jan 28, 2015	Jan 28, 2015	0	Bulk transfer	Other
VALIC FINANCIAL ADVISORS, INC.	CAPITAL ONE FINANCIAL ADVISORS LLC	May 9, 2013	Jan 17, 2014	253	Firm change	Other
EDWARD JONES	VALIC FINANCIAL ADVISORS, INC.	Oct 5, 2010	Nov 11, 2010	37	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
105644:149018:TX:2016-12-02	Dec 2, 2016	Dec 14, 2016	SUGAR LAND, TX	Firm change

Relationships

Registered with (8)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 19, 2024 to presentfactForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 8, 2021 to Jan 19, 2024factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jul 24, 2017 to Jan 8, 2021factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Dec 14, 2016 to Jul 24, 2017factForm ADV
→ CAPITAL ONE ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 28, 2015 to Jan 11, 2016factForm ADV
→ CAPITAL ONE FINANCIAL ADVISORS LLCRegistered adviserregistration: previous registration
Jan 17, 2014 to Jan 28, 2015factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Nov 11, 2010 to May 9, 2013factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Mar 1, 2010 to Oct 5, 2010factForm ADV

Dated events

No dated event names this entity yet.