DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at A•••• F•••••••• S••••••••• G••••• L••
NEW ALBANY, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A•••• F•••••••• S••••••••• G••••• L•• | Independent wealth | Feb 27, 2020 | n/a | yes | NEW ALBANY, IN | Current employment |
| W•••• F•••• A••••••• | Wirehouse | Mar 27, 2009 | Mar 3, 2020 | no | NEW ALBANY, IN|LOUISVILLE, KY|NEW ALBANY, IN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | A•••• F•••••••• S••••••••• G••••• L•• | Mar 3, 2020 | Feb 27, 2020 | -5 | Firm change | Wirehouse to new firm |
| C•••••••• G••••• M•••••• I••• | W•••• F•••• A••••••• | Apr 15, 2009 | Mar 27, 2009 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:306618:IN:2020-02-28 | Mar 3, 2020 | Feb 27, 2020 | NEW ALBANY, IN | Firm change |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Jun 12, 2003 | Apr 15, 2009 | no | NEW ALBANY, IN | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Aug 14, 2000 | Apr 16, 2003 | no | LOUISVILLE, KY | Previous registration |
| -19 |
| Firm change |
| Other |
| U•• F•••••••• S••••••• I••• | C•••••••• G••••• M•••••• I••• | Apr 16, 2003 | Jun 12, 2003 | 57 | Firm change | Other |