DFX Intelligence
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Advisor at A•• W••••• I••
LONG VALLEY, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A•• W••••• I•• | State registered | Apr 1, 2021 | n/a | yes | LONG VALLEY, NJ | Current employment |
| A•• W••••• P• L•• | n/a | Nov 1, 2024 | Jul 23, 2025 | no | SAN JUAN, PR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A•• W••••• P• L•• | n/a | Jul 23, 2025 | n/a | n/a | Departure no registered destination | Departure |
| C••• F•••••••• S•••••••• L••• | A•• W••••• I•• | Apr 29, 2016 | Apr 1, 2021 | 1,798 |
| C••• F•••••••• S•••••••• L••• | Former SEC adviser | May 15, 2012 | Apr 29, 2016 | no | MEDFORD, MA|Port Chester, NY | Previous registration |
| L•••••• F•••••••• D••••••••• I••• | n/a | May 8, 2006 | Feb 24, 2011 | no | BASKING RIDGE, NJ|POMPANO BEACH, FL|WRENTHAM, MA|HUNTERSVILLE, NC | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Nov 5, 2002 | Mar 14, 2005 | no | BASKING RIDGE, NJ | Previous registration |
| Other |
| L•••••• F•••••••• D••••••••• I••• | C••• F•••••••• S•••••••• L••• | Feb 24, 2011 | May 15, 2012 | 446 | Firm change after gap | Other |
| L•• F•••••••• L•• | L•••••• F•••••••• D••••••••• I••• | Mar 14, 2005 | May 8, 2006 | 420 | Firm change after gap | Other |