DFX Intelligence
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Reading the graph
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Advisor at D••• D••••••• • C••
DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| D••• D••••••• • C•• | Independent wealth | Jan 5, 2026 | n/a | yes | DENVER, CO | Current employment |
| D••••••• F•••• I••••• M••••••••• I••• | Former SEC adviser | Dec 22, 2020 | Mar 10, 2023 | no | DENVER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| D••• D••••••• • C•• | D••••••• F•••• I••••• M••••••••• I••• | Dec 20, 2024 | Dec 22, 2020 | -1,459 | Firm change after gap | Other |
| D••••••• F•••• I••••• M••••••••• I••• | D••• D••••••• • C•• | Mar 10, 2023 | Jan 5, 2026 |
| D••• D••••••• • C•• | Independent wealth | Apr 2, 2018 | Dec 20, 2024 | no | DENVER, CO|GREAT FALLS, MT | Previous registration |
| 1,032 |
| Firm change after gap |
| Other |