F•••• H•••••

Advisor at A••••••• F•••••••• A•••••••• L••

Galveston, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9ff6dfbd-ca9c-bad4-9b2c-b19035829ce8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: May 29, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• F•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• F•••••••• A•••••••• L••	Bd affiliated wealth	Dec 8, 2022	n/a	yes	Galveston, TX	Current employment
T•• G•••• L••	State registered	Sep 9, 2022	Dec 5, 2022	no	GALVESTON, TX\|HOUSTON, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• G•••• L••	A••••••• F•••••••• A•••••••• L••	Dec 5, 2022	Dec 8, 2022	3	Firm change	Other
O• I••••••••• M••••••••• C•	T•• G•••• L••	Jun 15, 2022	Sep 9, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
105662:322053:TX:2022-06-15	Jun 15, 2022	Sep 9, 2022	HOUSTON, TX	Firm change

Relationships

Registered with (4)

→ A••••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Dec 8, 2022 to presentfactForm ADV
→ T•• G•••• L••Registered adviserregistration: previous registration
Sep 9, 2022 to Dec 5, 2022factForm ADV
→ O• I••••••••• M••••••••• C•Registered adviserregistration: previous registration
Jul 2, 2021 to Jun 15, 2022factForm ADV
→ T••••••• I••••••••• M••••••••• I•••

Dated events

Occurred
Dec 5, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jun 15, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9ff6dfbd-ca9c-bad4-9b2c-b19035829ce8
First observed: May 29, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.