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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

PERIDIEM GLOBAL INVESTORS, LLC

CRD 156354

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:9ff7f63a-6c34-d335-cf92-b3b8678dbee7

Data as of Mar 30, 2015 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 0
On other graphs: 0
Observed: Jan 10, 2012 to Mar 30, 2015
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $309MItem 5.F on the latest filing (2015-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $309M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 18
Advisory employees: 11
Accounts: 9
Private funds: 9Schedule D 7.B(1)
Private fund GAV: $332Mgross asset value as reported per fund; never fund size
Custody, client assets: $309M
SEC number: 801-72342
CRD: 156354
Filings on the tape: 6
First filed: Jan 10, 2012
Latest filed: Mar 30, 2015
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
PERIDIEM GLOBAL FIXED INCOME ABSOLUTE RETURN MASTER FUND, L.P.	Hedge Fund	$144M	Mar 30, 2015	2	Jan 10, 2012	reported	n/a
PERIDIEM GLOBAL FIXED INCOME OPPORTUNITIES MASTER FUND, L.P.	Hedge Fund	$99.3M	Mar 30, 2015	2	Jan 10, 2012	reported	n/a
PERIDIEM U.S. HIGH YIELD FIXED INCOME MASTER FUND, L.P.	Other Private Fund	$59.1M	Mar 30, 2015	2	Jan 10, 2012	reported	n/a
PERIDIEM MULTI STRATEGY CORE PLUS BOND FUND, L.P.	Other Private Fund	$7.6M	Mar 30, 2015	2	Jan 10, 2012	reported	021-169902
PERIDIEM MULTI STRATEGY SHORT DURATION BOND FUND, L.P.	Other Private Fund	$7.3M	Mar 30, 2015	2	Jan 10, 2012	reported	021-169904
PERIDIEM GLOBAL FIXED INCOME ABSOLUTE RETURN (OFFSHORE) FUND, L.P. - AUD CLASS	Hedge Fund	$7.1M	Mar 30, 2015	1	Jan 10, 2012	reported	n/a
PERIDIEM GLOBAL FIXED INCOME OPPORTUNITIES (OFFSHORE) FUND, L.P. - AUD CLASS	Hedge Fund	$4.7M	Mar 30, 2015	1	Jan 10, 2012	reported	n/a
PERIDIEM U.S. HIGH YIELD FIXED INCOME (OFFSHORE) FUND, L.P. - AUD CLASS	Other Private Fund	$3.1M	Mar 30, 2015	1	Jan 10, 2012	reported	n/a
PERIDIEM GLOBAL FIXED INCOME OPPORTUNITIES (ONSHORE) FUND, L.P.	Hedge Fund	$4,888	Mar 30, 2015	16	Jan 10, 2012	reported	021-169901

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LABRINOS, EMMANUEL	CHIEF OPERATING OFFICER; MANAGING MEMBER	A	yes	01/2011	Jan 10, 2012	Mar 30, 2015
MARR, PHILIP, AKI	CHIEF COMPLIANCE OFFICER	Na	yes	01/2011	Jan 10, 2012	Mar 30, 2015
NATIONAL AUSTRALIA BANK LIMITED	Member	C	yes	03/2011	Jan 10, 2012	Mar 30, 2015
STENWALL, ANDREW, JOHN	CHIEF EXECUTIVE OFFICER; MANAGING MEMBER	B	yes	01/2011	Jan 10, 2012	Mar 30, 2015
SWANN, TROY, KEMP	DIRECTOR; MANAGING MEMBER	Na	yes	03/2011	Jan 10, 2012	Mar 30, 2015
ABOELNAGA, MONA	DIRECTOR, MANAGING MEMBER	Na	no	11/2013	Mar 30, 2015	Mar 30, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MLC INVESTMENTS LIMITED	n/a	n/a	n/a	N	yes	n/a
MLC LIMITED	n/a	n/a	n/a	N	yes	n/a
NATIONAL AUSTRALIA BANK LIMITED	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 30, 2015	$309M	$309M	18	11	n/a	9	$332M
2013	Mar 14, 2014	$325M	$325M	19	15	n/a	9	$631M
2012	Mar 20, 2013	$374M	$374M	19	19	n/a	9	$364M
2011	Mar 28, 2012	$354M	$354M	n/a	n/a	n/a	9	$690M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$309M	$325M	-5.1%	$354M	-4.4%	18	19	n/a	n/a

Relationships

Advises (9)

→ PERIDIEM MULTI STRATEGY SHORT DURATION BOND FUND, L.P.Private fundOther Private Fund, IA
Jan 10, 2012 to presentfactForm ADV
→ PERIDIEM GLOBAL FIXED INCOME OPPORTUNITIES (OFFSHORE) FUND, L.P. - AUD CLASSPrivate fundHedge Fund, IA
Jan 10, 2012 to presentfactForm ADV
→ PERIDIEM GLOBAL FIXED INCOME ABSOLUTE RETURN MASTER FUND, L.P.Private fundHedge Fund, IA
Jan 10, 2012 to presentfactForm ADV
→ PERIDIEM MULTI STRATEGY CORE PLUS BOND FUND, L.P.Private fundOther Private Fund, IA
Jan 10, 2012 to presentfactForm ADV
→ PERIDIEM GLOBAL FIXED INCOME OPPORTUNITIES (ONSHORE) FUND, L.P.Private fundHedge Fund, IA
Jan 10, 2012 to presentfactForm ADV
→ PERIDIEM U.S. HIGH YIELD FIXED INCOME (OFFSHORE) FUND, L.P. - AUD CLASSPrivate fundOther Private Fund, IA
Jan 10, 2012 to presentfactForm ADV
→ PERIDIEM U.S. HIGH YIELD FIXED INCOME MASTER FUND, L.P.Private fundOther Private Fund, IA
Jan 10, 2012 to presentfactForm ADV
→ PERIDIEM GLOBAL FIXED INCOME ABSOLUTE RETURN (OFFSHORE) FUND, L.P. - AUD CLASSPrivate fundHedge Fund, IA
Jan 10, 2012 to presentfactForm ADV
→ PERIDIEM GLOBAL FIXED INCOME OPPORTUNITIES MASTER FUND, L.P.Private fundHedge Fund, IA
Jan 10, 2012 to presentfactForm ADV

Controls (5)

← LABRINOS, EMMANUELOwnerCHIEF OPERATING OFFICER; MANAGING MEMBER, ownership code A, individual
Jan 10, 2012 to presentfactForm ADV
← STENWALL, ANDREW, JOHNOwnerCHIEF EXECUTIVE OFFICER; MANAGING MEMBER, ownership code B, individual
Jan 10, 2012 to presentfactForm ADV
← MARR, PHILIP, AKIOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 10, 2012 to presentfactForm ADV
← SWANN, TROY, KEMPOwnerDIRECTOR; MANAGING MEMBER, ownership code NA, individual
Jan 10, 2012 to presentfactForm ADV
← NATIONAL AUSTRALIA BANK LIMITEDOwnerMEMBER, ownership code C, foreign entity
Jan 10, 2012 to presentfactForm ADV

Owns (1)

← ABOELNAGA, MONAOwnerDIRECTOR, MANAGING MEMBER, ownership code NA, individual
Mar 30, 2015 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9ff7f63a-6c34-d335-cf92-b3b8678dbee7
First observed: Jan 10, 2012
Last observed: Mar 30, 2015 139 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PERIDIEM GLOBAL INVESTORS, LLC

CRD 156354

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9ff7f63a-6c34-d335-cf92-b3b8678dbee7

Data as of Mar 30, 2015 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:02 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

PERIDIEM GLOBAL FIXED INCOME ABSOLUTE RETURN MASTER FUND, L.P.

Hedge Fund

$144M

Mar 30, 2015

Jan 10, 2012

reported

n/a

PERIDIEM GLOBAL FIXED INCOME OPPORTUNITIES MASTER FUND, L.P.

Hedge Fund

$99.3M

Mar 30, 2015

Jan 10, 2012

reported

n/a

PERIDIEM U.S. HIGH YIELD FIXED INCOME MASTER FUND, L.P.

Other Private Fund

$59.1M

Mar 30, 2015

Jan 10, 2012

reported

n/a

PERIDIEM MULTI STRATEGY CORE PLUS BOND FUND, L.P.

Other Private Fund

$7.6M

Mar 30, 2015

Jan 10, 2012

reported

021-169902

PERIDIEM MULTI STRATEGY SHORT DURATION BOND FUND, L.P.

Other Private Fund

$7.3M

Mar 30, 2015

Jan 10, 2012

reported

021-169904

PERIDIEM GLOBAL FIXED INCOME ABSOLUTE RETURN (OFFSHORE) FUND, L.P. - AUD CLASS

Hedge Fund

$7.1M

Mar 30, 2015

Jan 10, 2012

reported

n/a

PERIDIEM GLOBAL FIXED INCOME OPPORTUNITIES (OFFSHORE) FUND, L.P. - AUD CLASS

Hedge Fund

$4.7M

Mar 30, 2015

Jan 10, 2012

reported

n/a

PERIDIEM U.S. HIGH YIELD FIXED INCOME (OFFSHORE) FUND, L.P. - AUD CLASS

Other Private Fund

$3.1M

Mar 30, 2015

Jan 10, 2012

reported

n/a

PERIDIEM GLOBAL FIXED INCOME OPPORTUNITIES (ONSHORE) FUND, L.P.

Hedge Fund

$4,888

Mar 30, 2015

Jan 10, 2012

reported

021-169901

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LABRINOS, EMMANUEL

CHIEF OPERATING OFFICER; MANAGING MEMBER

yes

01/2011

Jan 10, 2012

Mar 30, 2015

MARR, PHILIP, AKI

CHIEF COMPLIANCE OFFICER

yes

01/2011

Jan 10, 2012

Mar 30, 2015

NATIONAL AUSTRALIA BANK LIMITED

Member

yes

03/2011

Jan 10, 2012

Mar 30, 2015

STENWALL, ANDREW, JOHN

CHIEF EXECUTIVE OFFICER; MANAGING MEMBER

yes

01/2011

Jan 10, 2012

Mar 30, 2015

SWANN, TROY, KEMP

DIRECTOR; MANAGING MEMBER

yes

03/2011

Jan 10, 2012

Mar 30, 2015

ABOELNAGA, MONA

DIRECTOR, MANAGING MEMBER

11/2013

Mar 30, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MLC INVESTMENTS LIMITED

n/a

yes

n/a

MLC LIMITED

n/a

yes

n/a

NATIONAL AUSTRALIA BANK LIMITED

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 30, 2015

$309M

n/a

$332M

2013

Mar 14, 2014

$325M

n/a

$631M

2012

Mar 20, 2013

$374M

n/a

$364M

2011

Mar 28, 2012

$354M

n/a

$690M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$309M

$325M

-5.1%

$354M

-4.4%

n/a