DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at CETERA INVESTMENT ADVISERS LLC
MINNETONKA, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Aug 10, 2023 | n/a | yes | MINNETONKA, MN | Current employment |
| CRI SECURITIES, LLC | Former SEC adviser | Feb 26, 2020 | Oct 21, 2021 | no | MINNETONKA, MN | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Feb 26, 2020 | Aug 10, 2023 | no | MINNETONKA, MN|ST. PAUL, MN | Previous registration |
| QUESTAR ASSET MANAGEMENT, INC. | Former SEC adviser | Jan 26, 2015 | Jul 15, 2019 | no | MINNEAPOLIS, MN|MINNEAPOLIS, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURIAN FINANCIAL SERVICES, INC. | CETERA INVESTMENT ADVISERS LLC | Aug 10, 2023 | Aug 10, 2023 | 0 | Bulk transfer | RIA to ibd |
| CRI SECURITIES, LLC | SECURIAN FINANCIAL SERVICES, INC. | Oct 21, 2021 | Feb 26, 2020 | -603 | Bulk transfer | Ibd to ibd |
| QUESTAR ASSET MANAGEMENT, INC. | CRI SECURITIES, LLC | Jul 15, 2019 | Feb 26, 2020 | 226 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 133358:22589:MN:2019-07-15 | Jul 15, 2019 | Feb 26, 2020 | MINNEAPOLIS, MN | Firm change |