DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at AUSDAL FINANCIAL PARTNERS, INC.
WESTERN SPRINGS, IL | Naples, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AUSDAL FINANCIAL PARTNERS, INC. | Independent wealth | Jun 30, 2020 | n/a | yes | Naples, FL|WESTERN SPRINGS, IL | Current employment |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Mar 13, 2020 | Jul 13, 2020 | no | Chicago, IL | Previous registration |
| OPTIMUM INVESTMENT ADVISORS, LLC | Former SEC adviser | Apr 19, 2011 | Aug 3, 2020 | no | CHICAGO, IL | Previous registration |
| WILLIAM BLAIR & COMPANY L.L.C. | Bd affiliated wealth | May 12, 2006 | Apr 6, 2011 | no | CHICAGO, IL|CHICAGO, IL|CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OPTIMUM INVESTMENT ADVISORS, LLC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Aug 3, 2020 | Mar 13, 2020 | -143 | Firm change after gap | RIA to ibd |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | AUSDAL FINANCIAL PARTNERS, INC. | Jul 13, 2020 | Jun 30, 2020 | -13 | Firm change | Ibd to RIA |
| WILLIAM BLAIR & COMPANY L.L.C. | OPTIMUM INVESTMENT ADVISORS, LLC | Apr 6, 2011 | Apr 19, 2011 | 13 | Firm change | Other |