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Advisor at FOUNDERS CAPITAL MANAGEMENT INC
HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FOUNDERS CAPITAL MANAGEMENT INC | Independent wealth | Feb 6, 2012 | n/a | yes | HOUSTON, TX | Current employment |
| SHAMROCK EQUITY ADVISORS, INC. | n/a | Jan 29, 2010 | Jan 24, 2012 | no | HOUSTON, TX | Previous registration |
| SHAMROCK EQUITY ADVISORS, INC. | n/a | May 4, 2006 | Dec 31, 2009 | no | HOUSTON, TX | Previous registration |
| LIGHTHOUSE CAPITAL MANAGEMENT | n/a | Jan 16, 2003 | Jul 19, 2006 | no | HOUSTON, TX | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Sep 1, 1993 | Aug 21, 2002 | no | SUGAR LAND, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SHAMROCK EQUITY ADVISORS, INC. | FOUNDERS CAPITAL MANAGEMENT INC | Jan 24, 2012 | Feb 6, 2012 | 13 | Firm change | Other |
| LIGHTHOUSE CAPITAL MANAGEMENT | SHAMROCK EQUITY ADVISORS, INC. | Jul 19, 2006 | May 4, 2006 | -76 | Firm change after gap | Other |
| CHARLES SCHWAB & CO., INC. | LIGHTHOUSE CAPITAL MANAGEMENT | Aug 21, 2002 | Jan 16, 2003 | 148 | Firm change | Other |