DFX Intelligence

F•••••••• A• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor36 years in industry

F•••••••• A• S••••••

Advisor at F•••••••• C••••••••• G••••

Atlanta, GA | GREENWOOD VILLAGE, CO

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Search this name across graphsid dfx:ria:a01c70dc-bb5d-7673-1de4-c764bf61e0e9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 28, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• C••••••••• G••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Nov 13, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• C••••••••• G••••	Institutional manager	Jul 10, 2026	n/a	yes	GREENWOOD VILLAGE, CO\|Atlanta, GA	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Apr 28, 2005	Apr 15, 2009	no	ATLANTA, GA\|ATLANTA, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	F•••••••• C••••••••• G••••	Apr 15, 2009	Jul 10, 2026	6,295	Firm change after gap	Other

Relationships

Registered with (2)

→ F•••••••• C••••••••• G••••Registered adviserregistration: current employment
Jul 10, 2026 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Apr 28, 2005 to Apr 15, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a01c70dc-bb5d-7673-1de4-c764bf61e0e9
First observed: Apr 28, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.