DFX Intelligence

N••• B••••••• J•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

N••• B••••••• J•••••••

Advisor at C•••••• L••

Petaluma, CA | ROCKFORD, IL

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Search this name across graphsid dfx:ria:a01d164c-fb44-1161-f7e1-0b826cba2e84

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Mar 12, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 6, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• L••	Independent wealth	Jan 9, 2023	n/a	yes	ROCKFORD, IL\|Petaluma, CA	Current employment
E••• W••••• M••••••••• L••	Former SEC adviser	Feb 26, 2021	Jan 5, 2023	no	PETALUMA, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••• W••••• M••••••••• L••	C•••••• L••	Jan 5, 2023	Jan 9, 2023	4	Firm change	RIA to RIA
D••••• W••••• M••••••••• L••	E••• W••••• M••••••••• L••	May 30, 2017	May 30, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
287882:111221:CA:2023-01-05	Jan 5, 2023	Jan 9, 2023	PETALUMA, CA	Firm change
169784:287882:CA:2017-05-30	May 30, 2017	May 30, 2017	PETALUMA, CA	Firm change

Relationships

Registered with (7)

→ C•••••• L••Registered adviserregistration: current employment
Jan 9, 2023 to presentfactForm ADV
→ E••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 26, 2021 to Jan 5, 2023factForm ADV
→ D••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 13, 2017 to May 30, 2017factForm ADV
→ J••••••• • B•••• W••••• M••••••••• L••

Dated events

Occurred
Jan 5, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a01d164c-fb44-1161-f7e1-0b826cba2e84
First observed: Mar 12, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.