DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at CETERA INVESTMENT ADVISERS LLC
SAN DIEGO, CA | TEMPE, AZ | PHOENIX, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Mar 21, 2024 | n/a | yes | SAN DIEGO, CA|TEMPE, AZ|PHOENIX, AZ | Current employment |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Oct 25, 2019 | Dec 3, 2019 | no | IRVING, TX | Previous registration |
| 1ST GLOBAL ADVISORS INC | Former SEC adviser | Dec 20, 2010 | Oct 25, 2019 | no | TEMPE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AVANTAX ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | Dec 3, 2019 | Mar 21, 2024 | 1,570 | Firm change after gap | Ibd to ibd |
| 1ST GLOBAL ADVISORS INC | AVANTAX ADVISORY SERVICES | Oct 25, 2019 | Oct 25, 2019 | 0 | Bulk transfer | Ibd to ibd |