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Advisor at THREE SEASONS WEALTH
SALT LAKE CITY, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THREE SEASONS WEALTH | Independent wealth | Jun 18, 2024 | n/a | yes | SALT LAKE CITY, UT | Current employment |
| MORGAN STANLEY | Wirehouse | Sep 5, 2023 | Jun 11, 2024 | no | Sandy, UT | Previous registration |
| E*TRADE CAPITAL MANAGEMENT, LLC | Former SEC adviser | May 22, 2014 | Sep 5, 2023 | no | ARLINGTON, VA|SANDY, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | THREE SEASONS WEALTH | Jun 11, 2024 | Jun 18, 2024 | 7 | Firm change | Wirehouse to RIA |
| E*TRADE CAPITAL MANAGEMENT, LLC | MORGAN STANLEY | Sep 5, 2023 | Sep 5, 2023 | 0 | Bulk transfer | RIA to wirehouse |