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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

BARBARA ANN MARTIN

Advisor at TRUIST ADVISORY SERVICES, INC.

DUNEDIN, FL

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Search this name across graphsid dfx:ria:a020ce57-04d3-46fc-7da9-140a30bb74b9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 26, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TRUIST ADVISORY SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 14, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Dec 14, 2004
First registration: Aug 26, 2008
Dual registered: yes, broker-dealer
Other names: BARBARA SMITH|BARBARA MARTIN|BARBARA ANN RAINES|BARBARA ANN RAINES
IAPD individual key: 3251034

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Aug 19, 2016	n/a	yes	DUNEDIN, FL	Current employment
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Apr 21, 2011	Dec 14, 2011	no	TAMPA, FL	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Jul 14, 2010	Aug 19, 2010	no	TAMPA, FL	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Aug 26, 2008	May 10, 2010	no	BRADENTON, FL\|SARASOTA, FL\|GREENSBORO, NC\|SARASOTA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHASE INVESTMENT SERVICES CORP.	TRUIST ADVISORY SERVICES, INC.	Dec 14, 2011	Aug 19, 2016	1,710	Firm change after gap	Other
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	CHASE INVESTMENT SERVICES CORP.	Aug 19, 2010	Apr 21, 2011	245	Firm change	Other
SUNTRUST INVESTMENT SERVICES, INC.	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	May 10, 2010	Jul 14, 2010	65	Firm change	Other

Relationships

Registered with (4)

→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: current employment
Aug 19, 2016 to presentfactForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Apr 21, 2011 to Dec 14, 2011factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Jul 14, 2010 to Aug 19, 2010factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Aug 26, 2008 to May 10, 2010factForm ADV

Dated events

No dated event names this entity yet.