DFX Intelligence

J•••• H• K•••• I••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

J•••• H• K•••• I••

Advisor at R•••••• J•••• • A••••••••• I•••

Winston-Salem, NC

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Search this name across graphsid dfx:ria:a0236646-4593-68a8-783c-d868279ca42a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 15, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• • A••••••••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• • A••••••••• I•••	National bd RIA	Nov 6, 2024	n/a	yes	Winston-Salem, NC	Current employment
W••••••••• C••••••	Independent wealth	Oct 15, 2019	Aug 17, 2023	no	WINSTON-SALEM, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• C••••••	R•••••• J•••• • A••••••••• I•••	Aug 17, 2023	Nov 6, 2024	447	Firm change after gap	RIA to ibd

Relationships

Registered with (2)

→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: current employment
Nov 6, 2024 to presentfactForm ADV
→ W••••••••• C••••••Registered adviserregistration: previous registration
Oct 15, 2019 to Aug 17, 2023factForm ADV

Dated events

Occurred
Aug 17, 2023
Advisor changed firm
J•••• H• K•••• I•• left W••••••••• C•••••• for R•••••• J•••• • A••••••••• I••• (registered 2024-11-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a0236646-4593-68a8-783c-d868279ca42a
First observed: Oct 15, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.