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Advisor at FIRST CITIZENS INVESTOR SERVICES, INC.
Raleigh, NC | CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIRST CITIZENS INVESTOR SERVICES, INC. | Bd affiliated wealth | Mar 25, 2026 | n/a | yes | Raleigh, NC|CHARLOTTE, NC | Current employment |
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Feb 17, 2021 | Mar 19, 2026 | no | CHARLOTTE, NC|ATLANTA, GA|ALEXANDRIA, VA|ADAMSTOWN, MD|WASHINGTON, DC|CHARLOTTE, NC|CHARLOTTE, NC | Previous registration |
| BB&T SECURITIES, LLC | Former SEC adviser | Nov 27, 2019 | Feb 17, 2021 | no | CHARLOTTE, NC|CHARLOTTE, NC|RICHMOND, VA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 16, 2015 | Dec 11, 2019 | no | CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRUIST ADVISORY SERVICES, INC. | FIRST CITIZENS INVESTOR SERVICES, INC. | Mar 19, 2026 | Mar 25, 2026 | 6 | Firm change | Ibd to ibd |
| BB&T SECURITIES, LLC | TRUIST ADVISORY SERVICES, INC. | Feb 17, 2021 | Feb 17, 2021 | 0 | Bulk transfer | Ibd to ibd |
| WELLS FARGO ADVISORS | BB&T SECURITIES, LLC | Dec 11, 2019 | Nov 27, 2019 | -14 | Firm change | Wirehouse to ibd |