DFX Intelligence

M•••••• R•••• S•• M••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

M•••••• R•••• S•• M••••• L••••

Advisor at S•• F•••••••• A•••••••• L•••

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:a02a4640-4194-4c20-bc6e-fb4f95f0c2ca

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 28, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•• F•••••••• A•••••••• L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•• F•••••••• A•••••••• L•••	Independent wealth	Aug 20, 2025	n/a	yes	SAN FRANCISCO, CA	Current employment
F•••••••	Institutional manager	Oct 10, 2018	Dec 9, 2019	no	OAKLAND, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••	S•• F•••••••• A•••••••• L•••	Dec 9, 2019	Aug 20, 2025	2,081	Firm change after gap	Other
C•••••• S••••• • C••• I•••	F•••••••	Oct 5, 2018	Oct 10, 2018

Relationships

Registered with (3)

→ S•• F•••••••• A•••••••• L•••Registered adviserregistration: current employment
Aug 20, 2025 to presentfactForm ADV
→ F•••••••Registered adviserregistration: previous registration
Oct 10, 2018 to Dec 9, 2019factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jan 28, 2016 to Oct 5, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a02a4640-4194-4c20-bc6e-fb4f95f0c2ca
First observed: Jan 28, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.