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Advisor at AZIMUTH WEALTH ADVISORS
SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AZIMUTH WEALTH ADVISORS | State registered | Oct 20, 2017 | n/a | yes | SAN DIEGO, CA | Current employment |
| DANIEL WEALTH ADVISORS | Former SEC adviser | Feb 13, 2015 | Dec 31, 2017 | no | SAN DIEGO, CA|CORONA DEL MAR, CA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Feb 27, 2015 | no | Pasadena, CA | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | May 7, 2009 | Jun 1, 2009 | no | PASADENA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DANIEL WEALTH ADVISORS | AZIMUTH WEALTH ADVISORS | Dec 31, 2017 | Oct 20, 2017 | -72 | Firm change after gap | Other |
| MORGAN STANLEY | DANIEL WEALTH ADVISORS | Feb 27, 2015 | Feb 13, 2015 | -14 | Firm change | Other |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 150382:290050:CA:2017-12-31 | Dec 31, 2017 | Oct 20, 2017 | CORONA DEL MAR, CA | Firm change after gap |
| 149777:150382:CA:2015-02-27 | Feb 27, 2015 | Feb 13, 2015 | PASADENA, CA | Firm change |