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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

GALLAGHER FLYNN FINANCIAL ADVISORS LLC

CRD 116135

SOUTH BURLINGTON, VT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a03bf2f5-3cca-a491-379b-3f3041b417d6

Data as of Jun 26, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 21, 2012 to Jun 26, 2012
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $48.3MItem 5.F on the latest filing (2012-06-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $47.5M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 108
SEC number: 801-68719
CRD: 116135
Filings on the tape: 5
First filed: Mar 21, 2012
Latest filed: Jun 26, 2012
Organised: Limited Liability Company, Vermont

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BOURGEA, GREGORY, GUY	Director	C	yes	03/1998	Mar 21, 2012	Jun 26, 2012
DONOHUE, JAMES, L	Director	C	yes	03/1998	Mar 21, 2012	Jun 26, 2012
DONOHUE, JAMES, L	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	Na	yes	03/1998	Mar 21, 2012	Jun 26, 2012
GALLAGHER FLYNN & COMPANY, LLP	DIRECT OWNER	E	yes	03/1998	Mar 21, 2012	Jun 26, 2012
KELLER, MICHAEL, STEVEN	Director	C	yes	03/1998	Mar 21, 2012	Jun 26, 2012

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 21, 2012	$48.3M	$47.5M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$48.3M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Controls (4)

← DONOHUE, JAMES, LOwnerDIRECTOR, ownership code C, individual
Mar 21, 2012 to presentfactForm ADV
← KELLER, MICHAEL, STEVENOwnerDIRECTOR, ownership code C, individual
Mar 21, 2012 to presentfactForm ADV
← BOURGEA, GREGORY, GUYOwnerDIRECTOR, ownership code C, individual
Mar 21, 2012 to presentfactForm ADV
← GALLAGHER FLYNN & COMPANY, LLPOwnerDIRECT OWNER, ownership code E, domestic entity
Mar 21, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a03bf2f5-3cca-a491-379b-3f3041b417d6
First observed: Mar 21, 2012
Last observed: Jun 26, 2012 173 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GALLAGHER FLYNN FINANCIAL ADVISORS LLC

CRD 116135

SOUTH BURLINGTON, VT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a03bf2f5-3cca-a491-379b-3f3041b417d6

Data as of Jun 26, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:53 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BOURGEA, GREGORY, GUY

Director

yes

03/1998

Mar 21, 2012

Jun 26, 2012

DONOHUE, JAMES, L

Director

yes

03/1998

Mar 21, 2012

Jun 26, 2012

DONOHUE, JAMES, L

MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER

yes

03/1998

Mar 21, 2012

Jun 26, 2012

GALLAGHER FLYNN & COMPANY, LLP

DIRECT OWNER

yes

03/1998

Mar 21, 2012

Jun 26, 2012

KELLER, MICHAEL, STEVEN

Director

yes

03/1998

Mar 21, 2012

Jun 26, 2012

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 21, 2012

$48.3M

$47.5M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$48.3M

n/a