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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

BEDROCK CAPITAL MANAGEMENT, INC.

CRD 120376

LOS ALTOS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a0402348-20fd-962d-8a0d-d8fd512fd39c

Data as of Feb 24, 2015 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Feb 24, 2015
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $310MItem 5.F on the latest filing (2015-02-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $310M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 5
Accounts: 768
SEC number: 801-61822
CRD: 120376
Filings on the tape: 4
First filed: Mar 30, 2012
Latest filed: Feb 24, 2015
Organised: Corporation, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LEWIS, ERIC, RICHARD	CHIEF INVESTMENT OFFICER	C	yes	09/2006	Mar 30, 2012	Feb 24, 2015
SHAPS, JOEL, MICHAEL	President	D	yes	03/2001	Mar 30, 2012	Feb 24, 2015
BLAGROVE, ANTHONY, LAWRENCE	PORTFOLIO MANAGER	A	no	09/2013	Mar 28, 2014	Feb 24, 2015
LACY, SHARON, LEA	WEALTH PLANNING MANAGER	Na	no	12/2013	Mar 30, 2012	Feb 24, 2015
SPRINGSTEEN, LOIS, ANN	CHIEF COMPLIANCE OFFICER	Na	no	01/2013	Mar 18, 2013	Feb 24, 2015

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Feb 24, 2015	$310M	$310M	8	5	n/a	n/a	n/a
2013	Mar 28, 2014	$262M	$262M	7	5	n/a	n/a	n/a
2012	Mar 18, 2013	$195M	$195M	7	5	n/a	n/a	n/a
2011	Mar 30, 2012	$195M	$195M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$310M	$262M	18.6%	$195M	16.8%	8	7	n/a	n/a

Relationships

Controls (2)

← SHAPS, JOEL, MICHAELOwnerPRESIDENT, ownership code D, individual
Mar 30, 2012 to presentfactForm ADV
← LEWIS, ERIC, RICHARDOwnerCHIEF INVESTMENT OFFICER, ownership code C, individual
Mar 30, 2012 to presentfactForm ADV

Owns (3)

← SPRINGSTEEN, LOIS, ANNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 18, 2013 to presentfactForm ADV
← BLAGROVE, ANTHONY, LAWRENCEOwnerPORTFOLIO MANAGER, ownership code A, individual
Mar 28, 2014 to presentfactForm ADV
← LACY, SHARON, LEAOwnerWEALTH PLANNING MANAGER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV

Registered with (2)

← ANTHONY LAWRENCE BLAGROVEAdvisorregistration: previous registration
Mar 24, 2008 to Mar 8, 2016factForm ADV
← JACOB LOOSLEAdvisorregistration: previous registration
May 19, 2015 to Dec 7, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a0402348-20fd-962d-8a0d-d8fd512fd39c
First observed: Mar 30, 2012
Last observed: Feb 24, 2015 140 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BEDROCK CAPITAL MANAGEMENT, INC.

CRD 120376

LOS ALTOS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a0402348-20fd-962d-8a0d-d8fd512fd39c

Data as of Feb 24, 2015 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:31 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LEWIS, ERIC, RICHARD

CHIEF INVESTMENT OFFICER

yes

09/2006

Mar 30, 2012

Feb 24, 2015

SHAPS, JOEL, MICHAEL

President

yes

03/2001

Mar 30, 2012

Feb 24, 2015

BLAGROVE, ANTHONY, LAWRENCE

PORTFOLIO MANAGER

09/2013

Mar 28, 2014

Feb 24, 2015

LACY, SHARON, LEA

WEALTH PLANNING MANAGER

12/2013

Mar 30, 2012

Feb 24, 2015

SPRINGSTEEN, LOIS, ANN

CHIEF COMPLIANCE OFFICER

01/2013

Mar 18, 2013

Feb 24, 2015

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Feb 24, 2015

$310M

n/a

2013

Mar 28, 2014

$262M

n/a

2012

Mar 18, 2013

$195M

n/a

2011

Mar 30, 2012

$195M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$310M

$262M

18.6%

$195M

16.8%

n/a