DFX Intelligence

D••••••••• G••••• I•••••••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserMixed wealth managerSEC registeredRAUM 1b 10b

D••••••••• G••••• I•••••••• I••

CRD 106746

MINNEAPOLIS, MN

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Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Mar 27, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.26 fund_share=0.4 institutional_share=0.32 related_bd=false related_bank=false bd_reps=10.0
Regulatory AUM: $5.5B••• Locked
Discretionary RAUM: $5.5B
Private client RAUM: $1.4Bderived••• Locked
Private client share: 26%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $2.7Bderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
F•••••••• K••• M•••••	n/a	MINNEAPOLIS, MN	20	34	n/a	yes
S•••• D•••• L•••	n/a	MINNEAPOLIS, MN	20	29

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•••••• I•••••••• L•	Hedge Fund	$644M	Mar 27, 2026	90	Mar 30, 2012	reported	021-128305
N•••••••• I•••••••• L•	Other Private Fund	$348M	Mar 27, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M•••••• F••••••••• K•••	FOUNDER & LEAD PORTFOLIO MANAGER OFFICER	B	yes	05/2001	Mar 27, 2026	Mar 27, 2026
M•••••• R••••• L••	CHIEF EXECUTIVE OFFICER	B	yes	02/2017	Mar 27, 2026	Mar 27, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$5.5B	$5.8B	-4.7%	$4.1B	10.1%	21	22	0	0

Relationships

Advises (3)

→ N•••••••• I•••••••• L•Private fundOther Private Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ C•••••• I•••••••• L•Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ T•• O•••••• F•••• L•••Private fundHedge Fund, IA
Mar 29, 2024 to presentfactForm ADV

Owns (3)

← N••••••• R••• J•••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 30, 2012
Last observed: Mar 27, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 15 rows

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 28, 2016	$4.2B	$4.2B	17	10	n/a	2	$313M
2014	Mar 31, 2015	$4.5B	$4.5B	17	10	n/a	2	$338M
2013	Mar 31, 2014	$4.1B	$4.1B	17	10	n/a	2	$297M
2012	Apr 1, 2013	$2.8B	$2.8B	17	10	n/a	2	$205M
2011	Mar 30, 2012	$2.4B	$2.4B	n/a	n/a	n/a	2	$177M