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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

DUNNAVAN & CO.

C. C. DUNNAVAN & CO., INC., CRD 109058

MINNEAPOLIS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a05207ae-08bf-6c5e-ac57-451cc0781ed2

Data as of Mar 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Jan 26, 2012 to Mar 5, 2026
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.81 fund_share=0.0 institutional_share=0.19 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $393MItem 5.F on the latest filing (2026-03-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $393M
Private client RAUM: $318MderivedItem 5.D individuals plus high net worth individuals
Private client share: 81%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $98.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 231
Individual clients: 155
High net worth clients: 73
SEC number: 801-14602
CRD: 109058
Filings on the tape: 27
First filed: Jan 26, 2012
Latest filed: Mar 5, 2026
Organised: Corporation, MN
Website: dunnavan.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
HELENA NATALIA DOUGALL	n/a	MINNEAPOLIS, MN	12	12	n/a	no
CHRISTOPHER RICHARDSON DOUGALL	Chartered Financial Analyst	MINNEAPOLIS, MN	12	25	n/a	no
THOMAS ALLAN LARSON	n/a	MINNEAPOLIS, MN	7	16	1	no
DONALD ANDREW JOHNSON	n/a	MINNEAPOLIS, MN	5	46	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DOUGALL, CHRISTOPHER, RICHARDSON	President	E	yes	03/2001	Jan 26, 2012	Mar 14, 2024
HUDSON, WELLBORN, LLOYD	OPERATIONS MANAGER & CHIEF COMPLIANCE OFFICER	Na	no	03/2005	Jan 26, 2012	Mar 14, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 5, 2026	$393M	$393M	6	4	0	n/a	n/a
2024	Mar 6, 2025	$392M	$392M	7	5	0	n/a	n/a
2023	Mar 14, 2024	$384M	$384M	7	5	0	n/a	n/a
2022	Mar 20, 2023	$351M	$351M	7	4	0	n/a	n/a
2021	Mar 17, 2022	$426M	$426M	9	5	0	n/a	n/a
2020	Mar 30, 2021	$401M	$401M	7	5	0	n/a	n/a
2019	Mar 26, 2020	$242M	$242M	5	4	0	n/a	n/a
2018	Mar 21, 2019	$205M	$205M	7	4	1	n/a	n/a
2017	Mar 9, 2018	$239M	$239M	6	4	1	n/a	n/a
2016	Feb 24, 2017	$242M	$242M	6	4	n/a	n/a	n/a
2015	Feb 24, 2016	$230M	$230M	6	4	n/a	n/a	n/a
2014	Mar 5, 2015	$241M	$240M	7	4	n/a	n/a	n/a
2013	Jan 29, 2014	$228M	$228M	7	4	n/a	n/a	n/a
2012	Mar 19, 2013	$192M	$192M	6	3	n/a	n/a	n/a
2011	Jan 26, 2012	$162M	$162M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$393M	$392M	0.2%	$351M	3.8%	6	7	0	0

Relationships

Registered with (5)

← DONALD ANDREW JOHNSONAdvisorregistration: current employment
Jan 10, 2021 to presentfactForm ADV
← THOMAS ALLAN LARSONAdvisorregistration: current employment
Jan 31, 2019 to presentfactForm ADV
← CHRISTOPHER RICHARDSON DOUGALLAdvisorregistration: current employment
Jan 30, 2014 to presentfactForm ADV
← HELENA NATALIA DOUGALLAdvisorregistration: current employment
Jan 13, 2014 to presentfactForm ADV
← Alexander Kai KruegerAdvisorregistration: previous registration
Apr 15, 2022 to Aug 12, 2025factForm ADV

Owns (1)

← HUDSON, WELLBORN, LLOYDOwnerOPERATIONS MANAGER & CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 26, 2012 to Mar 14, 2024factForm ADV

Controls (1)

← DOUGALL, CHRISTOPHER, RICHARDSONOwnerPRESIDENT, ownership code E, individual
Jan 26, 2012 to Mar 14, 2024factForm ADV

Dated events

Occurred
Aug 12, 2025
Advisor changed firm
Alexander Kai Krueger left Dunnavan & Co. for Mariner (registered 2025-09-25)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2021
Regulatory AUM changed
Dunnavan & Co. reported RAUM $401.1M, up 66% from $241.9M (2021-01-12 to 2021-03-30)
Form ADVobserved 5 days ago
$159M
Occurred
Mar 30, 2021
Control person left
C Charles Dunnavan (Chairman Of The Board) no longer on Schedule A of Dunnavan & Co. (listed 2021-01-12, absent 2021-03-30)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a05207ae-08bf-6c5e-ac57-451cc0781ed2
First observed: Jan 26, 2012
Last observed: Mar 5, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DUNNAVAN & CO.

C. C. DUNNAVAN & CO., INC., CRD 109058

MINNEAPOLIS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a05207ae-08bf-6c5e-ac57-451cc0781ed2

Data as of Mar 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:42 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

HELENA NATALIA DOUGALL

n/a

MINNEAPOLIS, MN

n/a

CHRISTOPHER RICHARDSON DOUGALL

Chartered Financial Analyst

MINNEAPOLIS, MN

n/a

THOMAS ALLAN LARSON

n/a

MINNEAPOLIS, MN

DONALD ANDREW JOHNSON

n/a

MINNEAPOLIS, MN

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DOUGALL, CHRISTOPHER, RICHARDSON

President

yes

03/2001

Jan 26, 2012

Mar 14, 2024

HUDSON, WELLBORN, LLOYD

OPERATIONS MANAGER & CHIEF COMPLIANCE OFFICER

03/2005

Jan 26, 2012

Mar 14, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 5, 2026

$393M

n/a

2024

Mar 6, 2025

$392M

n/a

2023

Mar 14, 2024

$384M

n/a

2022

Mar 20, 2023

$351M

n/a

2021

Mar 17, 2022

$426M

n/a

2020

Mar 30, 2021

$401M

n/a

2019

Mar 26, 2020

$242M

n/a

2018

Mar 21, 2019

$205M

n/a

2017

Mar 9, 2018

$239M

n/a

2016

Feb 24, 2017

$242M

n/a

2015

Feb 24, 2016

$230M

n/a

2014

Mar 5, 2015

$241M

$240M

n/a

2013

Jan 29, 2014

$228M

n/a

2012

Mar 19, 2013

$192M

n/a

2011

Jan 26, 2012

$162M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$393M

$392M

0.2%

$351M

3.8%