DFX Intelligence
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Reading the graph
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Advisor at C•••••• A•••••••• L••
CYPRESS, TX | New Caney, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•• B•••• I••••••••• A•••••••• L•• | State registered | Dec 5, 2025 | n/a | yes | New Caney, TX | Current employment |
| C•••••• A•••••••• L•• | Independent wealth | Apr 2, 2018 | n/a | yes | CYPRESS, TX | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B•••• I•••••••• L• | O•• B•••• I••••••••• A•••••••• L•• | Dec 31, 2025 | Dec 5, 2025 | -26 | Firm change | Other |
| S••••• I••••••••• S••••••• | C•••••• A•••••••• L•• | Jun 30, 2021 | Apr 2, 2018 |
| Former SEC adviser |
| Mar 31, 2020 |
| Dec 31, 2025 |
| no |
| HOUSTON, TX |
| Previous registration |
| B•••• I•••••••• L• | Former SEC adviser | Jan 11, 2019 | Dec 31, 2019 | no | HOUSTON, TX | Previous registration |
| S••••• I••••••••• S••••••• | n/a | Apr 18, 2013 | Jun 30, 2021 | no | NEW CANEY, TX | Previous registration |
| B•••• I•••••••• L• | Former SEC adviser | Jul 31, 2007 | Dec 31, 2018 | no | HOUSTON, TX | Previous registration |
| -1,185 |
| Firm change after gap |
| Other |
| B•••• I•••••••• L• | S••••• I••••••••• S••••••• | Dec 31, 2018 | Apr 18, 2013 | -2,083 | Firm change after gap | Other |