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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

THOMAS ATTICUS NORRIS

Advisor at MORGAN STANLEY

Birmingham, AL

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Search this name across graphsid dfx:ria:a058551f-b757-2f57-e7e6-efb9d360cc39

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 1, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 5, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Apr 5, 2001
First registration: Jun 1, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 4592569

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Jun 1, 2009	n/a	yes	Birmingham, AL	Current employment
MORGAN STANLEY & CO. LLC	n/a	Feb 29, 2008	Jun 1, 2009	no	BIRMINGHAM, AL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Apr 6, 2006	Mar 12, 2008	no	MONTGOMERY, AL	Previous registration
AMSOUTH ASSET MANAGEMENT, INC.	n/a	Oct 21, 2003	May 4, 2006	no	BIRMINGHAM, AL	Previous registration
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC	n/a	Jun 1, 2001	Oct 21, 2003	no	BIRMINGHAM, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	MORGAN STANLEY & CO. LLC	Mar 12, 2008	Feb 29, 2008	-12	Firm change	Other
AMSOUTH ASSET MANAGEMENT, INC.	UBS FINANCIAL SERVICES INC.	May 4, 2006	Apr 6, 2006	-28	Firm change	Other
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC	AMSOUTH ASSET MANAGEMENT, INC.	Oct 21, 2003	Oct 21, 2003	0	Firm change	Other

Relationships

Registered with (5)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Jun 1, 2009 to presentfactForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Feb 29, 2008 to Jun 1, 2009factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Apr 6, 2006 to Mar 12, 2008factForm ADV
→ AMSOUTH ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Oct 21, 2003 to May 4, 2006factForm ADV
→ AMSOUTH INVESTMENT MANAGEMENT COMPANY LLCRegistered adviserregistration: previous registration
Jun 1, 2001 to Oct 21, 2003factForm ADV

Dated events

No dated event names this entity yet.