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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

John R. Policastro

Advisor at J.P. MORGAN SECURITIES LLC

COLORADO SPRINGS, CO

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Search this name across graphsid dfx:ria:a059e3c9-1d72-9140-58e9-e2572a1bbed6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 23, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 3, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: May 3, 2004
First registration: Aug 23, 2005
Dual registered: yes, broker-dealer
Other names: JOHN RAITH POLICASTRO|JOHN RAITH POLICASTRO|JOHN RAITH POLICASTRO|JOHN POLICASTRO|JP POLICASTRO|JOHN R POLICASTRO
IAPD individual key: 1999358

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	n/a	yes	COLORADO SPRINGS, CO\|COLORADO SPRINGS, CO	Current employment
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jun 29, 2011	Oct 1, 2012	no	COLORADO SPRINGS, CO\|COLORADO SPRINGS, CO	Previous registration
T. ROWE PRICE ADVISORY SERVICES, INC.	Bd affiliated wealth	Jul 21, 2010	Jun 2, 2011	no	COLORADO SPRINGS, CO	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Aug 23, 2005	Dec 18, 2009	no	COLORADO SPRINGS, CO\|Colorado Springs, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
T. ROWE PRICE ADVISORY SERVICES, INC.	CHASE INVESTMENT SERVICES CORP.	Jun 2, 2011	Jun 29, 2011	27	Firm change	Other
CHARLES SCHWAB & CO., INC.	T. ROWE PRICE ADVISORY SERVICES, INC.	Dec 18, 2009	Jul 21, 2010	215	Firm change	Ibd to new firm

Relationships

Registered with (4)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Oct 1, 2012 to presentfactForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jun 29, 2011 to Oct 1, 2012factForm ADV
→ T. ROWE PRICE ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jul 21, 2010 to Jun 2, 2011factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Aug 23, 2005 to Dec 18, 2009factForm ADV

Dated events

No dated event names this entity yet.