DFX Intelligence

T•• I• C•••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

T•• I• C•••••• A•••••••• L••

CRD 157380

CHATTANOOGA, TN

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Search this name across graphsid dfx:ria:a0683b31-2b9b-b94a-6285-6a99e9059394

Data as of Mar 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 2
On other graphs: 0
Observed: Feb 13, 2012 to Mar 4, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $545M••• Locked
Discretionary RAUM: $545M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
T•••• L•••	Hedge Fund	$248M	Sep 3, 2024	164	Mar 23, 2020	reported	021-358145
T•• I•• L•••	Hedge Fund	$165M	Sep 3, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••••• L••••••••• H•••••••	Chairman	E	yes	01/2021	Feb 13, 2012	Sep 3, 2024
F•••• C••••••••• J••••	CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER	Na	yes	10/2011	Feb 13, 2012	Sep 3, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
T••• G•• L••	n/a	n/a	n/a	N	no	n/a
T••• G•• L••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Charleston	Sc	United States	3	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$545M	$447M	21.9%	$438M	7.5%	7	8	1	1

Relationships

Advises (7)

→ T••• C••••••••• I• L••Private fundHedge Fund, IA
Mar 22, 2022 to presentfactForm ADV
→ T•••• L•Private fundHedge Fund, IA
Mar 30, 2023 to presentfactForm ADV
→ T••• V• 1• L••Private fundHedge Fund, IA
Mar 30, 2023 to presentfactForm ADV
→ T•• I• D•••••••• L•••Private fund

Dated events

Occurred
Mar 22, 2022
Regulatory AUM changed
T•• I• C•••••• A•••••••• L•• reported RAUM $552.0M, up 29% from $427.5M (2021-11-05 to 2022-03-22)
Form ADVobserved 7 days ago
$125M
Occurred
Mar 8, 2021
Regulatory AUM changed
T•• I• C•••••• A•••••••• L•• reported RAUM $427.5M, up 60% from $267.9M (2020-03-23 to 2021-03-08)
Form ADVobserved 7 days ago
$160M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a0683b31-2b9b-b94a-6285-6a99e9059394
First observed: Feb 13, 2012
Last observed: Mar 4, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.