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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

SASCO CAPITAL INC

CRD 105100

FAIRFIELD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a06b2583-3aaf-4ad5-4ba2-6b2d26880a80

Data as of Mar 19, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 4
On other graphs: 0
Observed: Nov 22, 2011 to Mar 19, 2024
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $911MItem 5.F on the latest filing (2024-03-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $911M
Private client RAUM: $120MderivedItem 5.D individuals plus high net worth individuals
Private client share: 13%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 8
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 6
Individual clients: 0
High net worth clients: 2
SEC number: 801-25958
CRD: 105100
Filings on the tape: 20
First filed: Nov 22, 2011
Latest filed: Mar 19, 2024
Organised: Corporation, Connecticut
Website: sascocap.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BIBI, HODA, NMN	PRESIDENT & MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER	B	yes	01/1993	Nov 22, 2011	Mar 19, 2024
BOTTOMLEY, BRUCE, DALE	MANAGING DIRECTOR	C	yes	10/1985	Nov 22, 2011	Mar 19, 2024
LEARY, DANIEL, LAWRENCE	SECRETARY & MANAGING DIRECTOR	C	yes	10/1985	Nov 22, 2011	Mar 19, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 19, 2024	$911M	$911M	8	8	0	n/a	n/a
2022	Mar 9, 2023	$866M	$866M	8	8	0	n/a	n/a
2021	Mar 17, 2022	$929M	$929M	8	8	0	n/a	n/a
2020	Mar 8, 2021	$764M	$764M	8	8	0	n/a	n/a
2019	Mar 16, 2020	$797M	$797M	8	8	0	n/a	n/a
2018	Mar 18, 2019	$1.3B	$1.3B	8	8	0	n/a	n/a
2017	Mar 20, 2018	$2.7B	$2.7B	9	9	0	n/a	n/a
2016	Mar 13, 2017	$4.2B	$4.2B	8	8	n/a	n/a	n/a
2015	Mar 14, 2016	$4.2B	$4.2B	9	9	n/a	n/a	n/a
2014	Mar 20, 2015	$6.2B	$6.2B	9	9	n/a	n/a	n/a
2013	Mar 21, 2014	$6.3B	$6.3B	9	9	n/a	n/a	n/a
2012	Mar 8, 2013	$5.1B	$5.1B	8	8	n/a	n/a	n/a
2011	Mar 6, 2012	$5.0B	$5.0B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$911M	$866M	5.2%	$764M	6.1%	8	8	0	0

Relationships

Controls (3)

← BIBI, HODA, NMNOwnerPRESIDENT & MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER, ownership code B, individual
Nov 22, 2011 to presentfactForm ADV
← BOTTOMLEY, BRUCE, DALEOwnerMANAGING DIRECTOR, ownership code C, individual
Nov 22, 2011 to presentfactForm ADV
← LEARY, DANIEL, LAWRENCEOwnerSECRETARY & MANAGING DIRECTOR, ownership code C, individual
Nov 22, 2011 to presentfactForm ADV

Dated events

Occurred
Feb 3, 2025
Left the SEC roster
Sasco Capital Inc no longer on the SEC adviser roster (last listed 2025-01-02, RAUM $911.1M)
Form ADVobserved 6 days ago
$911M
Occurred
Mar 16, 2020
Regulatory AUM changed
Sasco Capital Inc reported RAUM $796.9M, down 39% from $1.3B (2019-03-18 to 2020-03-16)
Form ADVobserved 6 days ago
$-519M
Occurred
Mar 18, 2019
Regulatory AUM changed
Sasco Capital Inc reported RAUM $1.3B, down 52% from $2.7B (2018-03-20 to 2019-03-18)
Form ADVobserved 6 days ago
$-1.4B
Occurred
Mar 20, 2018
Regulatory AUM changed
Sasco Capital Inc reported RAUM $2.7B, down 35% from $4.2B (2017-03-13 to 2018-03-20)
Form ADVobserved 6 days ago
$-1.5B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a06b2583-3aaf-4ad5-4ba2-6b2d26880a80
First observed: Nov 22, 2011
Last observed: Mar 19, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SASCO CAPITAL INC

CRD 105100

FAIRFIELD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a06b2583-3aaf-4ad5-4ba2-6b2d26880a80

Data as of Mar 19, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:15 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BIBI, HODA, NMN

PRESIDENT & MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER

yes

01/1993

Nov 22, 2011

Mar 19, 2024

BOTTOMLEY, BRUCE, DALE

MANAGING DIRECTOR

yes

10/1985

Nov 22, 2011

Mar 19, 2024

LEARY, DANIEL, LAWRENCE

SECRETARY & MANAGING DIRECTOR

yes

10/1985

Nov 22, 2011

Mar 19, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 19, 2024

$911M

n/a

2022

Mar 9, 2023

$866M

n/a

2021

Mar 17, 2022

$929M

n/a

2020

Mar 8, 2021

$764M

n/a

2019

Mar 16, 2020

$797M

n/a

2018

Mar 18, 2019

$1.3B

n/a

2017

Mar 20, 2018

$2.7B

n/a

2016

Mar 13, 2017

$4.2B

n/a

2015

Mar 14, 2016

$4.2B

n/a

2014

Mar 20, 2015

$6.2B

n/a

2013

Mar 21, 2014

$6.3B

n/a

2012

Mar 8, 2013

$5.1B

n/a

2011

Mar 6, 2012

$5.0B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$911M

$866M

5.2%

$764M

6.1%