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RIA / WealthAdvisorCertified Financial Planner21 years in industry

ANNELISE WATERFALL MCCAULEY

Advisor at SEQUOIA FINANCIAL GROUP, L.L.C.

AKRON, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a06e96bc-7602-5a0f-1aae-d26ea058e84d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 1
Observed: May 1, 2005 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Annelise Waterfall Mccauley

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SEQUOIA FINANCIAL GROUP, L.L.C.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 21derivedfrom the current registration's begin date
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: Aug 9, 2007
Dual registered: no
Other names: ANNIE WATERFALL|ANNELISE ELLINGEN WATERFALL|ANNELISE ELLINGEN MCCAULEY
IAPD individual key: 4561286

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SEQUOIA FINANCIAL GROUP, L.L.C.	Independent wealth	May 18, 2005	n/a	yes	AKRON, OH	Current employment

Relationships

Registered with (1)

→ SEQUOIA FINANCIAL GROUP, L.L.C.Registered adviserregistration: current employment
May 18, 2005 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a06e96bc-7602-5a0f-1aae-d26ea058e84d
First observed: May 1, 2005
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ANNELISE WATERFALL MCCAULEY

Advisor at SEQUOIA FINANCIAL GROUP, L.L.C.

AKRON, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a06e96bc-7602-5a0f-1aae-d26ea058e84d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:06 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

SEQUOIA FINANCIAL GROUP, L.L.C.

Independent wealth

May 18, 2005

n/a

yes

AKRON, OH

Current employment