DFX Intelligence

L••• R•••••• v•• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

L••• R•••••• v•• W••••

Advisor at C•••••• P•••••• W••••• A•••••••

PORT CHARLOTTE, FL

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Search this name across graphsid dfx:ria:a0702f49-cf0c-0627-f9c7-ccd89fdf2119

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 15, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• P•••••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• P•••••• W••••• A•••••••	Independent wealth	Mar 5, 2025	n/a	yes	PORT CHARLOTTE, FL	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Apr 15, 2010	Mar 31, 2025	no	CORAL SPRINGS, FL\|Port Charlotte, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	C•••••• P•••••• W••••• A•••••••	Mar 31, 2025	Mar 5, 2025	-26	Firm change	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
149018:333615:FL:2025-03-31	Mar 31, 2025	Mar 5, 2025	PORT CHARLOTTE, FL	Firm change

Relationships

Registered with (2)

→ C•••••• P•••••• W••••• A•••••••Registered adviserregistration: current employment
Mar 5, 2025 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Apr 15, 2010 to Mar 31, 2025factForm ADV

Dated events

Occurred
Mar 31, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a0702f49-cf0c-0627-f9c7-ccd89fdf2119
First observed: Apr 15, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.