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Advisor at THE HOLLAND GROUP, INC.
SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THE HOLLAND GROUP, INC. | State registered | Sep 1, 2005 | n/a | yes | SAN DIEGO, CA | Current employment |
| WESTERN INTERNATIONAL SECURITIES | Former SEC adviser | Dec 13, 2016 | Dec 31, 2022 | no | San Diego, CA|Chula Vista, CA|Crystal Bay, NV|Pasadena, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2003 | Nov 29, 2004 | no | SAN DIEGO, CA | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Mar 27, 1998 | Jul 1, 2003 | no | SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WESTERN INTERNATIONAL SECURITIES | n/a | Dec 31, 2022 | n/a | n/a | Departure no registered destination | Departure |
| WELLS FARGO ADVISORS | THE HOLLAND GROUP, INC. | Nov 29, 2004 | Sep 1, 2005 | 276 | Firm change | Wirehouse to state RIA |
| PRUDENTIAL EQUITY GROUP, LLC | WELLS FARGO ADVISORS | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |