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Advisor at LPL FINANCIAL LLC
LOGAN, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 26, 2018 | n/a | yes | LOGAN, UT | Current employment |
| WADDELL & REED | Former SEC adviser | Sep 5, 2006 | Nov 27, 2018 | no | MISSOULA, MT|GREAT FALLS, MT|LOGAN, UT|MISSOULA, MT|SCOTTSDALE, AZ|CLEARFIELD, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WADDELL & REED | LPL FINANCIAL LLC | Nov 27, 2018 | Nov 26, 2018 | -1 | Firm change | Ibd to RIA |