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Advisor at LPL FINANCIAL LLC
WATKINSVILLE, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 3, 2023 | n/a | yes | WATKINSVILLE, GA | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Apr 27, 2018 | Mar 16, 2023 | no | WATKINSVILLE, GA|Watkinsville, GA | Previous registration |
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Sep 21, 2016 | May 2, 2018 | no | WATKINSVILLE, GA|ATHENS, GA|MADISON, GA|MONROE, GA|ATHENS, GA|EATONTON, GA | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Apr 1, 2015 | Dec 31, 2016 | no | WATKINSVILLE, GA|ATHENS, GA|MONROE, GA|MADISON, GA|ATHENS, GA|EATONTON, GA | Previous registration |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Jul 6, 2011 | Mar 25, 2015 | no | WATKINSVILLE, GA|ADEL, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | LPL FINANCIAL LLC | Mar 16, 2023 | Mar 3, 2023 | -13 | Firm change | Ibd to RIA |
| TRUIST ADVISORY SERVICES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | May 2, 2018 | Apr 27, 2018 | -5 | Firm change | Ibd to ibd |
| SUNTRUST INVESTMENT SERVICES, INC. | TRUIST ADVISORY SERVICES, INC. | Dec 31, 2016 | Sep 21, 2016 | -101 | Bulk transfer | Other |
| VOYA FINANCIAL ADVISORS, INC. | SUNTRUST INVESTMENT SERVICES, INC. | Mar 25, 2015 | Apr 1, 2015 | 7 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 283390:149018:GA:2018-05-02 | May 2, 2018 | Apr 27, 2018 | EATONTON, GA | Firm change |
| 2882:17499:GA:2015-03-25 | Mar 25, 2015 | Apr 1, 2015 | ADEL, GA | Firm change |