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Advisor at M••••• S••••••
Tampa, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••••• S•••••• | Wirehouse | Jan 27, 2017 | n/a | yes | Tampa, FL | Current employment |
| R•• C•••••• M••••••• L•• | National bd RIA | Oct 9, 2009 | Feb 13, 2017 | no | TAMPA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•• C•••••• M••••••• L•• | M••••• S•••••• | Feb 13, 2017 | Jan 27, 2017 | -17 | Firm change | Ibd to wirehouse |
| J• B• H•••••• • C•• | R•• C•••••• M••••••• L•• | Oct 9, 2009 | Oct 9, 2009 |
| n/a |
| Jun 5, 2003 |
| Oct 9, 2009 |
| no |
| TAMPA, FL|TAMPA, FL |
| Previous registration |
| 0 |
| Bulk transfer |
| Other |