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Advisor at THE CLARUS GROUP
HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THE CLARUS GROUP | Independent wealth | Sep 9, 2020 | n/a | yes | HOUSTON, TX | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 2, 2009 | Oct 2, 2020 | no | HOUSTON, TX|HOUSTON, TX | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Jul 22, 2005 | Jan 2, 2009 | no | HOUSTON, TX | Previous registration |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Jul 14, 2000 | Jul 26, 2005 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | THE CLARUS GROUP | Oct 2, 2020 | Sep 9, 2020 | -23 | Firm change | Ibd to new firm |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jan 2, 2009 | Jan 2, 2009 | 0 | Bulk transfer | Other |
| RAYMOND JAMES & ASSOCIATES, INC. | RAYMOND JAMES FINANCIAL SERVICES, INC. | Jul 26, 2005 | Jul 22, 2005 | -4 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149018:310163:TX:2020-10-02 | Oct 2, 2020 | Sep 9, 2020 | HOUSTON, TX | Firm change |