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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

THE MUTUAL FUND STORE

TMFS-WASHINGTON, D.C., LLC, CRD 134541

VIENNA, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a093991c-4ebb-c896-a5ba-ef222e109971

Data as of Apr 12, 2013 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 0
Observed: Feb 21, 2012 to Apr 12, 2013
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $116MItem 5.F on the latest filing (2013-04-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $116M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
Accounts: 515
SEC number: 801-66748
CRD: 134541
Filings on the tape: 3
First filed: Feb 21, 2012
Latest filed: Apr 12, 2013
Organised: Limited Liability Company, Virginia

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BESTGEN, JOSEPH, EUGENE	President	Na	yes	02/2005	Feb 21, 2012	Apr 12, 2013
HICKES, MATTHEW, THOMAS	SENIOR VICE PRESIDENT - INVESTMENTS, CHIEF COMPLIANCE OFFICER	Na	yes	06/2009	Feb 21, 2012	Apr 12, 2013
TMFS--NATIONAL, LLC	DIRECT OWNER	E	yes	12/2004	Feb 21, 2012	Apr 12, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
TMFS-SAN FRANCISCO-OAKLAND, LLC	n/a	Former SEC adviser	$249M	N	yes	n/a
TMFS-RICHMOND, LLC	n/a	Former SEC adviser	$60.1M	N	yes	n/a
TMFS-NORFOLK, LLC	n/a	Former SEC adviser	$36.8M	N	yes	n/a
TMFS-SPRINGFIELD MA, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Rockville	Md	United States	n/a	no
Alexandria	Va	United States	n/a	no
Reston	Va	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Mar 12, 2013	$116M	$116M	2	2	n/a	n/a	n/a
2011	Feb 21, 2012	$100M	$100M	n/a	0	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$116M	$100M	15.9%	n/a	n/a	2	n/a	n/a	n/a

Relationships

Affiliated with (7)

→ TMFS-SAN FRANCISCO-OAKLAND, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← TMFS-SAN FRANCISCO-OAKLAND, LLCRegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV

Controls (3)

← BESTGEN, JOSEPH, EUGENEOwnerPRESIDENT, ownership code NA, individual
Feb 21, 2012 to presentfactForm ADV
← HICKES, MATTHEW, THOMASOwnerSENIOR VICE PRESIDENT - INVESTMENTS, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 21, 2012 to presentfactForm ADV
← TMFS--NATIONAL, LLCOwnerDIRECT OWNER, ownership code E, domestic entity
Feb 21, 2012 to presentfactForm ADV

Registered with (1)

← MATTHEW THOMAS HICKESAdvisorregistration: previous registration
Nov 22, 2007 to Jul 2, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a093991c-4ebb-c896-a5ba-ef222e109971
First observed: Feb 21, 2012
Last observed: Apr 12, 2013 163 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THE MUTUAL FUND STORE

TMFS-WASHINGTON, D.C., LLC, CRD 134541

VIENNA, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a093991c-4ebb-c896-a5ba-ef222e109971

Data as of Apr 12, 2013 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:12 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BESTGEN, JOSEPH, EUGENE

President

yes

02/2005

Feb 21, 2012

Apr 12, 2013

HICKES, MATTHEW, THOMAS

SENIOR VICE PRESIDENT - INVESTMENTS, CHIEF COMPLIANCE OFFICER

yes

06/2009

Feb 21, 2012

Apr 12, 2013

TMFS--NATIONAL, LLC

DIRECT OWNER

yes

12/2004

Feb 21, 2012

Apr 12, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

TMFS-SAN FRANCISCO-OAKLAND, LLC

n/a

Former SEC adviser

$249M

yes

n/a

TMFS-RICHMOND, LLC

n/a

Former SEC adviser

$60.1M

yes

n/a

TMFS-NORFOLK, LLC

n/a

Former SEC adviser

$36.8M

yes

n/a

TMFS-SPRINGFIELD MA, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Rockville

United States

n/a

Alexandria

United States

n/a

Reston

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Mar 12, 2013

$116M

n/a

2011

Feb 21, 2012

$100M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$116M

$100M

15.9%

n/a