DFX Intelligence
Reading the graph
Reading the graph
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Advisor at F•••••• W••••• A•••••••
BELLEVUE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••••• W••••• A••••••• | Independent wealth | Mar 14, 2025 | n/a | yes | BELLEVUE, WA | Current employment |
| F•••••••• A•••••••• I••••••••• M••••••••• | Former SEC adviser | Jul 20, 2020 | Apr 2, 2025 | no | Kirkland, WA|OLYMPIA, WA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••••••• A•••••••• I••••••••• M••••••••• | F•••••• W••••• A••••••• | Apr 2, 2025 | Mar 14, 2025 | -19 | Firm change | RIA to new firm |
| K••••• A••••••• S•••••••• L•• | F•••••••• A•••••••• I••••••••• M••••••••• | Jun 3, 2020 | Jul 20, 2020 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 151298:333296:WA:2025-04-02 | Apr 2, 2025 | Mar 14, 2025 | OLYMPIA, WA | Firm change |
| 151298:6413:WA:2019-04-10 | Apr 10, 2019 | Mar 16, 2017 | OLYMPIA, WA | Firm change after gap |
| K••••• A••••••• S•••••••• L•• | Bd affiliated wealth | Sep 21, 2018 | Jun 3, 2020 | no | BELLEVUE, WA|AUSTIN, TX|BELLEVUE, WA | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Mar 16, 2017 | Oct 3, 2018 | no | OLYMPIA, WA|BRYAN, OH|BELLEVUE, WA|PALM DESERT, CA | Previous registration |
| F•••••••• A•••••••• I••••••••• M••••••••• | Former SEC adviser | Nov 10, 2010 | Apr 10, 2019 | no | SEATTLE, WA|Palm Desert, CA|OLYMPIA, WA | Previous registration |
| N•• A•••••••• I••• | n/a | Feb 22, 2008 | Dec 1, 2010 | no | SEATTLE, WA | Previous registration |
| N•• F••••••••• I••• | n/a | Jul 19, 2006 | Oct 22, 2008 | no | BRYAN, OH|SEATTLE, WA | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | May 8, 2001 | Jul 13, 2006 | no | BELLEVUE, WA|BELLEVUE, WA | Previous registration |
| 47 |
| Firm change |
| Ibd to RIA |
| F•••••••• A•••••••• I••••••••• M••••••••• | L•• F•••••••• L•• | Apr 10, 2019 | Mar 16, 2017 | -755 | Firm change after gap | Other |
| L•• F•••••••• L•• | K••••• A••••••• S•••••••• L•• | Oct 3, 2018 | Sep 21, 2018 | -12 | Firm change | RIA to ibd |
| N•• A•••••••• I••• | F•••••••• A•••••••• I••••••••• M••••••••• | Dec 1, 2010 | Nov 10, 2010 | -21 | Firm change | Other |
| N•• F••••••••• I••• | N•• A•••••••• I••• | Oct 22, 2008 | Feb 22, 2008 | -243 | Bulk transfer | Other |
| C•••••••• G••••• M•••••• I••• | N•• F••••••••• I••• | Jul 13, 2006 | Jul 19, 2006 | 6 | Firm change | Other |