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K•••••••• J••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

K•••••••• J••• M•••••

Advisor at P••••••••• S••••••••• C•••••••••

Naperville, IL

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Search this name across graphsid dfx:ria:a09a9603-490a-a5d6-8839-57cfd8686738

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 19, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• S••••••••• C•••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• S••••••••• C•••••••••	Independent wealth	Oct 7, 2013	n/a	yes	Naperville, IL	Current employment
V•••••••• F••••••••• L••	Former SEC adviser	Jan 10, 2007	Oct 7, 2013	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
V•••••••• F••••••••• L••	P••••••••• S••••••••• C•••••••••	Oct 7, 2013	Oct 7, 2013	0	Firm change	Other
W•••••• • R•••	V•••••••• F••••••••• L••	Jan 11, 2007

Relationships

Registered with (3)

→ P••••••••• S••••••••• C•••••••••Registered adviserregistration: current employment
Oct 7, 2013 to presentfactForm ADV
→ V•••••••• F••••••••• L••Registered adviserregistration: previous registration
Jan 10, 2007 to Oct 7, 2013factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Nov 19, 2003 to Jan 11, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a09a9603-490a-a5d6-8839-57cfd8686738
First observed: Nov 19, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.