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CRD 287561
COSTA MESA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| C••••••••• S•••••• T••••• | Certified Financial Planner | COSTA MESA, CA | 9 | 28 | 1 | yes |
| S••• E•••• M• S•••• | n/a | COSTA MESA, CA | 0 | 10 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 1 |
| yes |
| B•••• A••• R•••••• | n/a | COSTA MESA, CA | 0 | 10 | n/a | yes |