DFX Intelligence

C•••• G••••• F••• M••••••• ••••••••• S•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

C•••• G••••• F••• M••••••• ••••••••• S•••

CRD 304919

L•••••••••

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Search this name across graphsid dfx:ria:a0a943a7-2151-251b-ab49-314addddad3e

Data as of Mar 25, 2021 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 1
Observed: Mar 25, 2021 to Mar 25, 2021
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C•••• G••••• F••• M••••••• ••••••••• S•••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 85
Advisory employees: 0
Offices: 0Schedule D 1.F, beyond the principal office

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P•••••• I••••••••• P••••••• S•••	Private Equity Fund	$477M	Mar 28, 2024	34	Mar 31, 2022	reported	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••• G••••• F••• M••••••• •••••••• L••••••	Shareholder	E	yes	01/2006	Mar 25, 2021	Mar 25, 2021
C•••• G•••• F•••••••• S••••••• L••••••	Shareholder	E	yes	01/2006	Mar 25, 2021	Mar 25, 2021

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•••• G••••• F••• S••••••• ••••••••• S•••	n/a	n/a	n/a	Y	yes	n/a

Relationships

Advises (1)

→ P•••••• I••••••••• P••••••• S•••Private fundPrivate Equity Fund, ERA
Mar 31, 2022 to presentfactForm ADV

Controls (3)

← C•••• G••••• F••• M••••••• •••••••• L••••••OwnerSHAREHOLDER, ownership code E, foreign entity
Mar 25, 2021 to presentfactForm ADV
← D••••••• J•••• E•••••OwnerSHAREHOLDER, ownership code E, individual
Mar 25, 2021 to presentfactForm ADV
← C•••• G•••• F•••••••• S••••••• L••••••Owner

Dated events

Occurred
Mar 25, 2021
First Form ADV filing
C•••• G••••• F••• M••••••• ••••••••• S••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a0a943a7-2151-251b-ab49-314addddad3e
First observed: Mar 25, 2021
Last observed: Mar 25, 2021 66 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.