DFX Intelligence

A•• I••••••••• G••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

A•• I••••••••• G••••• L••

CRD 127443

BETHESDA, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a0b59e93-05e8-4a39-f323-21fe79818f3a

Data as of Feb 17, 2021 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 1
Observed: Oct 10, 2014 to Feb 17, 2021
12 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A•• I••••••••• G••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $24.4M••• Locked
Discretionary RAUM: $24.4M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A•• X• L•	Private Equity Fund	$22.1M	Feb 17, 2021	80	Oct 10, 2014	reported	021-88112
A•• P••••••• F•••• L•	Private Equity Fund	$1.1M	Feb 17, 2021

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•• M••••••••• L••	MANAGING MEMBER	Na	yes	09/2014	Oct 10, 2014	Feb 17, 2021
A••••• L•••••••• G•••••••	MANAGING PRINCIPAL	E	yes	01/2000	Oct 10, 2014	Feb 17, 2021

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•• A••••••••• I••••••••• L••	n/a	n/a	n/a	Y	yes	n/a
A•• M••••••••• L••	n/a	n/a	n/a	Y	yes	n/a
A•• P••••••• G•• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Feb 17, 2021

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$24.4M	$22.9M	6.5%	n/a	n/a	5	6	0	0

Relationships

Advises (4)

→ A•• H••••••••• T••••• L•Private fundPrivate Equity Fund, IA
Oct 10, 2014 to presentfactForm ADV
→ A•• P••••••• F•••• L•Private fundPrivate Equity Fund, IA
Oct 10, 2014 to presentfactForm ADV
→ A•• I•• L••Private fundPrivate Equity Fund, IA
Oct 10, 2014 to presentfactForm ADV
→ A•• X• L•Private fund

Dated events

Occurred
Aug 31, 2020
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 10, 2014
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a0b59e93-05e8-4a39-f323-21fe79818f3a
First observed: Oct 10, 2014
Last observed: Feb 17, 2021 68 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.