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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

ANNA SITNER

Advisor at J.P. MORGAN SECURITIES LLC

BROOKLYN, NY

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Search this name across graphsid dfx:ria:a0c36f0e-ae41-ab00-29ea-93162278c68b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 2, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 3, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66|S63
First exam: Jan 3, 2003
First registration: May 2, 2006
Dual registered: yes, broker-dealer
Other names: ANNA KAPLUN|ANNA KAPLUN
IAPD individual key: 4158900

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Jan 22, 2013	n/a	yes	BROOKLYN, NY	Current employment
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Jan 12, 2010	Jan 29, 2013	no	NEW YORK, NY	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 29, 2007	Dec 17, 2009	no	LONG ISLAND CITY, NY\|Greenwich, CT\|Staten Island, NY	Previous registration
CITICORP INVESTMENT SERVICES	n/a	May 2, 2006	May 29, 2007	no	STATEN ISLAND, NY\|BROOKLYN, NY\|BROOKLYN, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OPPENHEIMER & CO. INC.	J.P. MORGAN SECURITIES LLC	Jan 29, 2013	Jan 22, 2013	-7	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	OPPENHEIMER & CO. INC.	Dec 17, 2009	Jan 12, 2010	26	Firm change	Other
CITICORP INVESTMENT SERVICES	CITIGROUP GLOBAL MARKETS INC.	May 29, 2007	May 29, 2007	0	Bulk transfer	Other

Relationships

Registered with (4)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Jan 22, 2013 to presentfactForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
Jan 12, 2010 to Jan 29, 2013factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 29, 2007 to Dec 17, 2009factForm ADV
→ CITICORP INVESTMENT SERVICESRegistered adviserregistration: previous registration
May 2, 2006 to May 29, 2007factForm ADV

Dated events

No dated event names this entity yet.