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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

VAHIK ROSTAMLOO

Advisor at UBS FINANCIAL SERVICES INC.

PLYMOUTH, MI | Novi, MI

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 20, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UBS FINANCIAL SERVICES INC.
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 10, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jan 10, 2001
First registration: Oct 20, 2003
Dual registered: yes, broker-dealer
Other names: MICHAEL ROSTAMLOO|CHEF ROSTAMLOO|MICHAEL ROSS
IAPD individual key: 4270764

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UBS FINANCIAL SERVICES INC.	Wirehouse	Apr 17, 2012	n/a	yes	PLYMOUTH, MI\|Novi, MI	Current employment
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 6, 2005	Apr 17, 2012	no	DEARBORN HEIGHT, MI\|CHICAGO, IL\|DEARBORN, MI\|DEARBORN, MI\|DEARBORN, MI\|LIVONIA, MI\|DETROIT, MI	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Jan 21, 2004	Jul 6, 2005	no	DETROIT, MI	Previous registration
COMERICA SECURITIES	Former SEC adviser	Oct 20, 2003	Jan 5, 2004	no	REDFORD, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHASE INVESTMENT SERVICES CORP.	UBS FINANCIAL SERVICES INC.	Apr 17, 2012	Apr 17, 2012	0	Firm change	Other
BANC ONE SECURITIES CORPORATION	CHASE INVESTMENT SERVICES CORP.	Jul 6, 2005	Jul 6, 2005	0	Bulk transfer	Other
COMERICA SECURITIES	BANC ONE SECURITIES CORPORATION	Jan 5, 2004	Jan 21, 2004	16	Firm change	Other

Relationships

Registered with (4)

→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: current employment
Apr 17, 2012 to presentfactForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 6, 2005 to Apr 17, 2012factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jan 21, 2004 to Jul 6, 2005factForm ADV
→ COMERICA SECURITIESRegistered adviserregistration: previous registration
Oct 20, 2003 to Jan 5, 2004factForm ADV

Dated events

No dated event names this entity yet.