DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

BENCHMARK CAPITAL ADVISORS LLC

CRD 298481

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a0d9e702-99b0-90ba-162b-7399b899efa3

Data as of Mar 6, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 3
On other graphs: 0
Observed: Aug 21, 2018 to Mar 6, 2019
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 2
Advisory employees: 0
Offices: 0Schedule D 1.F, beyond the principal office
Individual clients: 0
High net worth clients: 0
SEC number: 801-114021
CRD: 298481
Filings on the tape: 3
First filed: Aug 21, 2018
Latest filed: Mar 6, 2019
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Duffy, Paul, Edward	President	Na	yes	01/2019	Aug 21, 2018	Mar 6, 2019
HENRIQUEZ, RAUL	Trustee	E	yes	10/2011	Aug 21, 2018	Mar 6, 2019
HENRIQUEZ, RAUL	CO-TRUSTEE	C	yes	10/2011	Aug 21, 2018	Mar 6, 2019
INSIGNEO FINANCIAL SERVICES LLC	Shareholder	E	yes	01/2017	Aug 21, 2018	Mar 6, 2019
NORTHEAST SECURITIES, LLC	Shareholder	E	yes	01/2004	Aug 21, 2018	Mar 6, 2019
NORTHEASTGIS HOLDINGS LLC	Member	C	yes	01/2017	Aug 21, 2018	Mar 6, 2019
R. HENRIQUEZ HOLDINGS LLC	Member	E	yes	10/2011	Aug 21, 2018	Mar 6, 2019
R. HENRIQUEZ HOLDINGS LLC	Member	E	yes	01/2017	Aug 21, 2018	Mar 6, 2019
RAUL HENRIQUEZ REVOCABLE TRUST	Member	E	yes	10/2011	Aug 21, 2018	Mar 6, 2019
RH FAMILY TRUST	Member	C	yes	10/2011	Aug 21, 2018	Mar 6, 2019
RHH FINANCIAL GROUP LLC	Member	C	yes	01/2017	Aug 21, 2018	Mar 6, 2019
Silva Henriquez, Sara, Roxana	CO-TRUSTEE	C	yes	10/2011	Aug 21, 2018	Mar 6, 2019
STICE, HAROLD, EUGENE	CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER	Na	yes	01/2019	Aug 21, 2018	Mar 6, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NORTHEAST ASSET MANAGEMENT LLC	n/a	Former SEC adviser	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 6, 2019	n/a	n/a	2	0	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	n/a	n/a	n/a	n/a	n/a	2	n/a	0	n/a

Relationships

Affiliated with (1)

→ NORTHEAST ASSET MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (11)

← STICE, HAROLD, EUGENEOwnerCHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 21, 2018 to presentfactForm ADV
← HENRIQUEZ, RAULOwnerTRUSTEE, ownership code E, individual
Aug 21, 2018 to presentfactForm ADV
← Duffy, Paul, EdwardOwnerPRESIDENT, ownership code NA, individual
Aug 21, 2018 to presentfactForm ADV
← NORTHEAST SECURITIES, LLCOwnerSHAREHOLDER, ownership code E, domestic entity
Aug 21, 2018 to presentfactForm ADV
← Silva Henriquez, Sara, RoxanaOwnerCO-TRUSTEE, ownership code C, individual
Aug 21, 2018 to presentfactForm ADV
← INSIGNEO FINANCIAL SERVICES LLCOwnerSHAREHOLDER, ownership code E, domestic entity
Aug 21, 2018 to presentfactForm ADV
← NORTHEASTGIS HOLDINGS LLCOwnerMEMBER, ownership code C, domestic entity
Aug 21, 2018 to presentfactForm ADV
← R. HENRIQUEZ HOLDINGS LLCOwnerMEMBER, ownership code E, domestic entity
Aug 21, 2018 to presentfactForm ADV
← RAUL HENRIQUEZ REVOCABLE TRUSTOwnerMEMBER, ownership code E, domestic entity
Aug 21, 2018 to presentfactForm ADV
← RH FAMILY TRUSTOwnerMEMBER, ownership code C, domestic entity
Aug 21, 2018 to presentfactForm ADV
← RHH FINANCIAL GROUP LLCOwnerMEMBER, ownership code C, domestic entity
Aug 21, 2018 to presentfactForm ADV

Registered with (1)

← Richard WhitmanAdvisorregistration: previous registration
Oct 10, 2018 to Dec 31, 2018factForm ADV

Dated events

Occurred
Mar 6, 2019
Control person left
Ann Lorraine Dipaolo (President, Director And Treasurer) no longer on Schedule A of Benchmark Capital Advisors Llc (listed 2019-03-06, absent 2019-03-06)
Form ADVobserved 4 days ago
Occurred
Aug 21, 2018
Succession filed (Item 4)
Benchmark Capital Advisors Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago
Occurred
Aug 21, 2018
First Form ADV filing
Benchmark Capital Advisors Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a0d9e702-99b0-90ba-162b-7399b899efa3
First observed: Aug 21, 2018
Last observed: Mar 6, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BENCHMARK CAPITAL ADVISORS LLC

CRD 298481

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a0d9e702-99b0-90ba-162b-7399b899efa3

Data as of Mar 6, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:17 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Duffy, Paul, Edward

President

yes

01/2019

Aug 21, 2018

Mar 6, 2019

HENRIQUEZ, RAUL

Trustee

yes

10/2011

Aug 21, 2018

Mar 6, 2019

HENRIQUEZ, RAUL

CO-TRUSTEE

yes

10/2011

Aug 21, 2018

Mar 6, 2019

INSIGNEO FINANCIAL SERVICES LLC

Shareholder

yes

01/2017

Aug 21, 2018

Mar 6, 2019

NORTHEAST SECURITIES, LLC

Shareholder

yes

01/2004

Aug 21, 2018

Mar 6, 2019

NORTHEASTGIS HOLDINGS LLC

Member

yes

01/2017

Aug 21, 2018

Mar 6, 2019

R. HENRIQUEZ HOLDINGS LLC

Member

yes

10/2011

Aug 21, 2018

Mar 6, 2019

R. HENRIQUEZ HOLDINGS LLC

Member

yes

01/2017

Aug 21, 2018

Mar 6, 2019

RAUL HENRIQUEZ REVOCABLE TRUST

Member

yes

10/2011

Aug 21, 2018

Mar 6, 2019

RH FAMILY TRUST

Member

yes

10/2011

Aug 21, 2018

Mar 6, 2019

RHH FINANCIAL GROUP LLC

Member

yes

01/2017

Aug 21, 2018

Mar 6, 2019

Silva Henriquez, Sara, Roxana

CO-TRUSTEE

yes

10/2011

Aug 21, 2018

Mar 6, 2019

STICE, HAROLD, EUGENE

CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER

yes

01/2019

Aug 21, 2018

Mar 6, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NORTHEAST ASSET MANAGEMENT LLC

n/a

Former SEC adviser

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 6, 2019

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

n/a