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Advisor at CETERA INVESTMENT ADVISERS LLC
Flat Rock, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 29, 2023 | n/a | yes | Flat Rock, NC | Current employment |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | May 25, 2001 | Jun 11, 2021 | no | NEPTUNE BEACH, FL|JACKSONVILLE, FL|TAMPA, FL|NEPTUNE BEACH, FL|Windsor, CT|TAMPA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VOYA FINANCIAL ADVISORS, INC. | CETERA INVESTMENT ADVISERS LLC | Jun 11, 2021 | Jun 29, 2023 | 748 | Bulk transfer | Ibd to ibd |