DFX Intelligence

S•••••• D••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

S•••••• D••••• B••••••

Advisor at W••••••••• I••••••••• C•••••• L••

BOSTON, MA

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Search this name across graphsid dfx:ria:a0e72305-7a2c-1103-d52a-6c157072a187

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 14, 1994 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• I••••••••• C•••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Apr 14, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 27derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• I••••••••• C•••••• L••	Mixed wealth	Aug 14, 1999	n/a	yes	BOSTON, MA	Current employment
H••••••••• • C••• L••	n/a	Apr 14, 1994	Jul 15, 2003	no	BOSTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••••••• • C••• L••	W••••••••• I••••••••• C•••••• L••	Jul 15, 2003	Aug 14, 1999	-1,431	Firm change after gap	Other

Relationships

Registered with (2)

→ W••••••••• I••••••••• C•••••• L••Registered adviserregistration: current employment
Aug 14, 1999 to presentfactForm ADV
→ H••••••••• • C••• L••Registered adviserregistration: previous registration
Apr 14, 1994 to Jul 15, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a0e72305-7a2c-1103-d52a-6c157072a187
First observed: Apr 14, 1994
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.