DFX Intelligence

B•••• C•••• C•••••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

B•••• C•••• C•••••• M••••••••• L•

CRD 154415

AVON, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a0e8ab19-50f0-ac7e-919c-46928174d3d0

Data as of Apr 4, 2012 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jan 31, 2012 to Apr 4, 2012
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $9.0M••• Locked
Discretionary RAUM: $9.0M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 2
Private funds

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
B•••• C•••• L••••••••• O••••••••• F••• L•	Hedge Fund	$4.0M	Apr 4, 2012	1	Jan 31, 2012	reported	021-154300

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••• C•••• P••••••• L••	GENERAL PARTNER	Na	yes	08/2010	Jan 31, 2012	Apr 4, 2012
G••••••• R••••••• J•••	Member	C	yes	06/2011	Jan 31, 2012	Apr 4, 2012

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Apr 4, 2012	$9.0M	$9.0M	n/a	n/a	n/a	1	$4.0M

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$9.0M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Advises (1)

→ B•••• C•••• L••••••••• O••••••••• F••• L•Private fundHedge Fund, IA
Jan 31, 2012 to presentfactForm ADV

Controls (3)

← G••••••• R••••••• J•••OwnerMEMBER, ownership code C, individual
Jan 31, 2012 to presentfactForm ADV
← S••••• A•••• M••••••OwnerMANAGING MEMBER, ownership code D, individual
Jan 31, 2012 to presentfactForm ADV
← B•••• C•••• P••••••• L••OwnerGENERAL PARTNER, ownership code NA, domestic entity

Dated events

Occurred
Feb 15, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a0e8ab19-50f0-ac7e-919c-46928174d3d0
First observed: Jan 31, 2012
Last observed: Apr 4, 2012 176 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.