DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A••• F•••••••• C••••••••• L••
CALABASAS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••• F•••••••• C••••••••• L•• | Independent wealth | Mar 18, 2016 | n/a | yes | CALABASAS, CA | Current employment |
| P•••••• C•••• F•••••••• L•• | Former SEC adviser | Apr 11, 2024 | Oct 27, 2025 | no | CALABASAS, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•••••• C•••• F•••••••• L•• | n/a | Oct 27, 2025 | n/a | n/a | Departure no registered destination | Departure |
| B• R•••• W••••• A•••••••• I••• | A••• F•••••••• C••••••••• L•• | Mar 18, 2016 | Mar 18, 2016 | 0 |
| B• R•••• W••••• A•••••••• I••• | Bd affiliated wealth | Apr 17, 2009 | Mar 18, 2016 | no | LOS ANGELES, CA|MEMPHIS, TN|IRVINE, CA|LOS ANGELES, CA|NEWPORT BEACH, CA|IRVINE, CA|LOS ANGELES, CA|SHERMAN OAKS, CA | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Jan 1, 2008 | Apr 21, 2009 | no | IRVINE, CA|SAN JUAN CAPISTRANO, CA | Previous registration |
| A• G• E•••••• • S•••• I••• | n/a | Dec 12, 2006 | Jan 1, 2008 | no | SAN JUAN CAPISTRANO, CA|ST. LOUIS, MO | Previous registration |
| Firm change |
| Other |
| W•••• F•••• A••••••• | B• R•••• W••••• A•••••••• I••• | Apr 21, 2009 | Apr 17, 2009 | -4 | Firm change | Other |
| A• G• E•••••• • S•••• I••• | W•••• F•••• A••••••• | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |