DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J•••••• T• R••••••
Feed of 09/14/2026
At current firm
10 y
since Mar 18, 2016
In the industry
20 y
since Jun 29, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••• F•••••••• C••••••••• L•• independent RIA currentsince Mar 18, 2016 · Calabasas, Ca
- P•••••• C•••• F•••••••• L•• formerApr 11, 2024 to Oct 27, 2025 · Calabasas, Ca
- B• R•••• W••••• A•••••••• I••• BD affiliatedApr 17, 2009 to Mar 18, 2016 · Los Angeles, Ca
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Apr 21, 2009 · Irvine, Ca
- A• G• E•••••• • S•••• I••• unclassifiedDec 12, 2006 to Jan 1, 2008 · San Juan Capistrano, Ca
Moves
a registration end followed by a registration begin elsewhere
- P•••••• C•••• F•••••••• L•• to no registered destinationleft Oct 27, 2025 · Departure, no registered destination
- B• R•••• W••••• A•••••••• I••• to A••• F•••••••• C••••••••• L••left Mar 18, 2016, registered Mar 18, 2016 (0 days) · Other
- W•••• F•••• A••••••• to B• R•••• W••••• A•••••••• I•••left Apr 21, 2009, registered Apr 17, 2009 (-4 days) · Other
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
- J•••••• T• R•••••• no longer registered at P•••••• C•••• F•••••••• L••; no later IA registration on IAPDOct 27, 2025 · Advisor departure · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address