This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$114MItem 5.F on the latest filing (2026-06-30); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$0

Private client RAUM

$114MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

1

Advisory employees

1

Offices

0Schedule D 1.F, beyond the principal office

Accounts

210

Individual clients

31

High net worth clients

17

SEC number

801-60326

CRD

112239

Filings on the tape

25

First filed

Mar 1, 2012

Latest filed

Jun 30, 2026

Organised

Sole Proprietorship, CA

• Occurred

  Feb 28, 2023
  Regulatory AUM changed

  Richard G. Slater reported RAUM $145.8M, down 41% from $246.0M (2022-12-01 to 2023-02-28)

  Form ADVobserved 3 days ago
  $-100M

Graph

RIA / Wealth Management

Canonical id

dfx:ria:a0fc322e-d47b-02ee-3f7f-ed9d326f75c7

First observed

Mar 1, 2012

Last observed

Jun 30, 2026 2 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.