DFX Intelligence

K••••••• S••••••• K•• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

K••••••• S••••••• K•• S•••••••

Advisor at G••••• S•••• W••••• M••••••••• L••

POWELL, WY | Poway, CA

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Search this name across graphsid dfx:ria:a105ec0e-f648-1b3c-b1f4-1596d331df47

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 26, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• S•••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 14, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• S•••• W••••• M••••••••• L••	Independent wealth	Mar 14, 2024	n/a	yes	Poway, CA\|POWELL, WY	Current employment
E••••• J••••	National bd RIA	Apr 29, 2014	Apr 3, 2024	no	ST LOUIS, MO\|POWAY, CA\|SAN MARCOS, CA\|SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	G••••• S•••• W••••• M••••••••• L••	Apr 3, 2024	Mar 14, 2024	-20	Firm change	Ibd to RIA
S••••••• I••••••••• I•••	E••••• J••••	Mar 20, 2013	Apr 29, 2014

Relationships

Registered with (3)

→ G••••• S•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Mar 14, 2024 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Apr 29, 2014 to Apr 3, 2024factForm ADV
→ S••••••• I••••••••• I•••Registered adviserregistration: previous registration
Jun 7, 2012 to Mar 20, 2013factForm ADV

Dated events

Occurred
Apr 3, 2024
Advisor changed firm
K••••••• S••••••• K•• S••••••• left E••••• J•••• for G••••• S•••• W••••• M••••••••• L•• (registered 2024-03-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a105ec0e-f648-1b3c-b1f4-1596d331df47
First observed: Nov 26, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.